DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SYNDICATED CAPITAL, INC.
MONROVIA, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2026 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| SYNDICATED CAPITAL, INC. | Independent wealth | Jan 1, 2025 | n/a | yes | MONROVIA, CA | Current employment |
| SYNDICATED CAPITAL, INC. | Independent wealth | Jan 1, 2025 | n/a | yes | MONROVIA, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 7, 2021 | Oct 14, 2021 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | SYNDICATED CAPITAL, INC. | Oct 14, 2021 | Jan 1, 2025 | 1,175 | Firm change after gap | Ibd to RIA |