DFX Intelligence

A•••••••• J••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

A•••••••• J••••• B•••••

Advisor at E•••••••• W••••• M•••••••••

SEATTLE, WA | Santa Monica, CA

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Search this name across graphsid dfx:ria:aa68b405-47da-660d-090d-a3e603354da0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• W••••• M•••••••••	Independent wealth	Jul 13, 2022	n/a	yes	SEATTLE, WA\|Santa Monica, CA	Current employment
F•••• F•••••••• M••••••••• L•	Independent wealth	Feb 15, 2022	Jul 7, 2022	no	LOMBARD, IL\|THOUSAND OAKS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• M••••••••• L•	E•••••••• W••••• M•••••••••	Jul 7, 2022	Jul 13, 2022	6	Firm change	RIA to RIA

Relationships

Registered with (2)

→ E•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 13, 2022 to presentfactForm ADV
→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: previous registration
Feb 15, 2022 to Jul 7, 2022factForm ADV

Dated events

Occurred
Jul 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa68b405-47da-660d-090d-a3e603354da0
First observed: Feb 15, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.