DFX Intelligence

K•••••• A••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

K•••••• A••• M••••••

Advisor at SCS

BELLEVUE, WA

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Search this name across graphsid dfx:ria:aa6b1e90-b549-4ab5-467b-4383812740bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCS
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Independent wealth	Dec 2, 2020	n/a	yes	BELLEVUE, WA	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 24, 2010	Feb 6, 2014	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	S••	Feb 6, 2014	Dec 2, 2020	2,491	Firm change after gap	Other
E•••••• C••• C•••••• M•••••••••	S••••••• F•••••••• S•••••••• I•••	Nov 18, 2008	Mar 24, 2010

Relationships

Registered with (4)

→ S••Registered adviserregistration: current employment
Dec 2, 2020 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 24, 2010 to Feb 6, 2014factForm ADV
→ E•••••• C••• C•••••• M•••••••••Registered adviserregistration: previous registration
Oct 24, 2006 to Nov 18, 2008factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa6b1e90-b549-4ab5-467b-4383812740bc
First observed: Oct 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.