DFX Intelligence

T••••• J••••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

T••••• J••••• O••••••••

Advisor at O•••••••• W••••• A••••••• L••

LEXINGTON, MA

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Search this name across graphsid dfx:ria:aa6cdce4-a043-335d-fbed-ed609f9e0dbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• W••••• A••••••• L••	Independent wealth	Sep 21, 2017	n/a	yes	LEXINGTON, MA	Current employment
T•••• A•••••••• L••	Former SEC adviser	Nov 20, 2015	Apr 2, 2018	no	Lexington, MA\|ATLANTA, GA\|Lexington, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	O•••••••• W••••• A••••••• L••	Apr 2, 2018	Sep 21, 2017	-193	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	T•••• A•••••••• L••	Nov 20, 2015	Nov 20, 2015

Relationships

Registered with (3)

→ O•••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Sep 21, 2017 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 20, 2015 to Apr 2, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2006 to Nov 20, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa6cdce4-a043-335d-fbed-ed609f9e0dbd
First observed: Feb 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.