RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• O••••••••
- O•••••••• W••••• A••••••• L•• independent RIA currentsince Sep 21, 2017 · Lexington, Ma
- T•••• A•••••••• L•• formerNov 20, 2015 to Apr 2, 2018 · Lexington, Ma
- L•• F•••••••• L•• BD affiliatedFeb 21, 2006 to Nov 20, 2015 · Lexington, Ma
- T•••• A•••••••• L•• to O•••••••• W••••• A••••••• L••left Apr 2, 2018, registered Sep 21, 2017 (-193 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to T•••• A•••••••• L••left Nov 20, 2015, registered Nov 20, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address