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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

PAUL DAVID MARASCIULLO

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Laurel Hollow, NY | MELVILLE, NY

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Search this name across graphsid dfx:ria:aa78c102-23c3-5d12-619e-b1128b7bca02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 26, 1986
First registration: Dec 13, 2005
Dual registered: yes, broker-dealer
Other names: PAUL DAVID MARASCIULLO|Paul D Marasciullo
IAPD individual key: 1477332

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 11, 2019	n/a	yes	MELVILLE, NY\|Laurel Hollow, NY	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 20, 2009	Apr 4, 2019	no	WOODBURY, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	May 7, 2009	no	PLAINVIEW, NY\|PLAINVIEW, NY\|ROCKVILLE CENTRE, NY\|PLAINVIEW, NY\|ROCKVILLE CENTER, NY\|PLAINVIEW, NY\|ROCKVILLE CENTRE, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Dec 13, 2005	May 29, 2007	no	ROCKVILLE CENTRE, NY\|PLAINVIEW, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 4, 2019	Dec 11, 2019	251	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	May 7, 2009	Apr 20, 2009	-17	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Dec 11, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2009 to Apr 4, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to May 7, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Dec 13, 2005 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.