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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

BARBARA WEBER VINCENT

Advisor at CETERA INVESTMENT ADVISERS LLC

ALAMO, CA

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Search this name across graphsid dfx:ria:aa78e9ec-9b9a-c329-1dff-ac08851bbe59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 31, 1998
First registration: Apr 29, 2003
Dual registered: yes, broker-dealer
Other names: BARBARA LYNN WEBER|BARBARA WEBER RAHKONEN
IAPD individual key: 3070240

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	ALAMO, CA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 21, 2011	Sep 5, 2025	no	Alamo, CA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jun 30, 2006	Dec 31, 2010	no	LINCOLN, NE\|SAN RAMON, CA	Previous registration
CARILLON INVESTMENTS, INC.	n/a	Jun 14, 2004	Jun 30, 2006	no	SAN RAMON, CA\|SAN RAMON, CA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Apr 29, 2003	Mar 30, 2004	no	SAN RAMON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
AMERITAS ADVISORY SERVICES	AVANTAX ADVISORY SERVICES	Dec 31, 2010	Jul 21, 2011	202	Firm change	Other
CARILLON INVESTMENTS, INC.	AMERITAS ADVISORY SERVICES	Jun 30, 2006	Jun 30, 2006	0	Firm change	Other
AVANTAX ADVISORY SERVICES	CARILLON INVESTMENTS, INC.	Mar 30, 2004	Jun 14, 2004	76	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 21, 2011 to Sep 5, 2025factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 30, 2006 to Dec 31, 2010factForm ADV
→ CARILLON INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 14, 2004 to Jun 30, 2006factForm ADV

Dated events

No dated event names this entity yet.