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Advisor at THE STRATEGIC FINANCIAL ALLIANCE
ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Mar 10, 2014 | n/a | yes | ALPHARETTA, GA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 22, 2011 | Mar 10, 2014 | no | ALPHARETTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 29, 2008 | Jul 19, 2011 | no | ALPHARETTA, GA|ALPHARETTA, GA|ALPHARETTA, GA|ALPHARETTA, GA|ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | THE STRATEGIC FINANCIAL ALLIANCE | Mar 10, 2014 | Mar 10, 2014 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Jul 19, 2011 | Jul 22, 2011 | 3 | Firm change | Wirehouse to wirehouse |