DFX Intelligence

A••• M••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A••• M••••• C•••••••••

Advisor at M•••• C••••••• A••••••• S••••••

LOUISVILLE, KY | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:aab702cd-8eb7-23d7-af3d-c93cfc1df407

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Aug 3, 2026	n/a	yes	PALM BEACH GARDENS, FL\|LOUISVILLE, KY\|PALM BEACH GARDENS, FL	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jan 3, 2018	Aug 17, 2026	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	M•••• C••••••• A••••••• S••••••	Aug 17, 2026	Aug 3, 2026	-14	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Nov 20, 2017	Jan 3, 2018

Relationships

Registered with (10)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2018 to Aug 17, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Nov 20, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
A••• M••••• C••••••••• left P••• A••••• S••••••••• L•• for M•••• C••••••• A••••••• S•••••• (registered 2026-08-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aab702cd-8eb7-23d7-af3d-c93cfc1df407
First observed: Mar 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.