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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

KAIJA BRUVERIS

Advisor at SCHWAB WEALTH ADVISORY, INC.

Richfield, OH

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Search this name across graphsid dfx:ria:aabfa1e6-8f56-a1a7-13a9-e72b21de5dc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 21, 2008
First registration: Apr 24, 2008
Dual registered: yes, broker-dealer
Other names: KAIJA BRUVERIS IPSON
IAPD individual key: 5456067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 26, 2023	n/a	yes	Richfield, OH	Current employment
SUMMIT WEALTH MANAGEMENT LLC	Independent wealth	Jan 27, 2017	Jun 1, 2017	no	AKRON, OH	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 7, 2009	Dec 15, 2016	no	Richfield, OH\|Orange Village, OH	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 18, 2009	Sep 24, 2009	no	AKRON, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 24, 2008	Mar 23, 2009	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT WEALTH MANAGEMENT LLC	SCHWAB WEALTH ADVISORY, INC.	Jun 1, 2017	Dec 26, 2023	2,399	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	SUMMIT WEALTH MANAGEMENT LLC	Dec 15, 2016	Jan 27, 2017	43	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Sep 24, 2009	Oct 7, 2009	13	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EQUITABLE ADVISORS, LLC	Mar 23, 2009	May 18, 2009	56	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Dec 26, 2023 to presentfactForm ADV
→ SUMMIT WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 27, 2017 to Jun 1, 2017factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 7, 2009 to Dec 15, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 18, 2009 to Sep 24, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 24, 2008 to Mar 23, 2009factForm ADV

Dated events

No dated event names this entity yet.