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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

EAGLE GLOBAL ADVISORS LLC

CRD 107306

HOUSTON, TX

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Search this name across graphsid dfx:ria:aac3d2e6-4de8-30df-a097-2ad42792932d

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 6
On other graphs: 0
Observed: Mar 26, 2012 to Sep 4, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.34 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.1BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $387Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 24
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 366
Individual clients: 336
Custody, client assets: $0
SEC number: 801-53294
CRD: 107306
Filings on the tape: 32
First filed: Mar 26, 2012
Latest filed: Sep 4, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS NEY HUNT	Chartered Financial Analyst	HOUSTON, TX	29	29	n/a	no
EDWARD RUDGE ALLEN	Chartered Financial Analyst	HOUSTON, TX	29	29	n/a	no
JOHN FERNANDO GUALY	Chartered Financial Analyst	HOUSTON, TX	29	29	n/a	no
STEVEN SAMUEL RUSSO	n/a	HOUSTON, TX	29	29	n/a	no
MALCOM STEVEN DAY	Chartered Financial Analyst	HOUSTON, TX	23	32	1	no
GEORGE ERNEST CROSBY, JR.	n/a	HOUSTON, TX	19	20	n/a	no
PAUL DAVID CHIARO	n/a	HOUSTON, TX	12	28	n/a	no
GONZALO ALONSO	Certified Financial Planner	HOUSTON, TX	0	11	4	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EAGLE INCOME APPRECIATION PARTNERS, L.P.	Hedge Fund	$300M	Sep 4, 2026	29	Mar 26, 2012	reported	021-129542
EAGLE INCOME APPRECIATION II, L.P.	Hedge Fund	$99.4M	Sep 4, 2026	67	Mar 26, 2012	reported	021-129541
EAGLE SCARCITY PARTNERS, LP	n/a	$22.0M	Sep 4, 2026	13	Sep 4, 2026	reported	021-536419
EAGLE EM DIVIDEND FUND, L.P.	Hedge Fund	$17.2M	Jul 11, 2016	45	Mar 20, 2013	dropped	021-187319
EAGLE GLOBAL SPECIAL SITUATIONS FUND, LLC, TOO SERIES #1	Hedge Fund	$0	Sep 8, 2017	0	Apr 27, 2017	dropped	n/a
EMC LONG/SHORT EQUITY FUND LP	Hedge Fund	$0	Sep 8, 2017	0	Mar 31, 2017	dropped	n/a
EAGLE GLOBAL ADVISORS SPECIAL SITUATIONS FUND, LLC	Hedge Fund	$0	Mar 27, 2019	0	Mar 31, 2017	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN, EDWARD, RUDGE	SENIOR PARTNER / MANAGING MEMBER	C	yes	11/1996	Mar 26, 2012	Dec 19, 2024
GUALY, JOHN, FERNANDO	SENIOR PARTNER / MANAGING MEMBER	A	yes	11/1996	Mar 26, 2012	Dec 19, 2024
RUSSO, STEVEN, SAMUEL	SENIOR PARTNER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER	C	yes	12/1996	Mar 26, 2012	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EAGLE INCOME APPRECIATION GP, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no
Middletown	De	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$3.1B	$3.1B	24	11	2	3	n/a
2024	Mar 26, 2025	$2.5B	$2.5B	23	10	1	3	n/a
2023	Mar 13, 2024	$1.9B	$1.9B	24	10	3	2	$276M
2022	Mar 21, 2023	$1.7B	$1.7B	23	10	2	2	$229M
2021	Mar 25, 2022	$1.9B	$1.9B	25	12	3	2	$181M
2020	Mar 25, 2021	$1.6B	$1.6B	31	15	2	2	$151M
2019	Mar 20, 2020	$2.3B	$2.3B	32	15	2	2	$504M
2018	Mar 27, 2019	$2.7B	$2.7B	32	15	2	3	$505M
2017	Mar 28, 2018	$3.6B	$3.6B	33	16	2	3	$701M
2016	Mar 31, 2017	$4.0B	$4.0B	32	16	n/a	5	$907M
2015	Mar 30, 2016	$3.4B	$3.4B	33	16	n/a	4	$700M
2014	Mar 26, 2015	$4.3B	$4.3B	32	16	n/a	4	$1.0B
2013	Mar 21, 2014	$3.6B	$3.6B	30	15	n/a	4	$973M
2012	Mar 20, 2013	$2.4B	$2.4B	30	14	n/a	3	$640M
2011	Mar 26, 2012	$2.1B	$2.1B	n/a	n/a	n/a	2	$510M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.5B	25.9%	$1.7B	22.2%	24	23	2	1

Relationships

Registered with (8)

← GONZALO ALONSOAdvisorregistration: current employment
Apr 16, 2026 to presentfactForm ADV
← PAUL DAVID CHIAROAdvisorregistration: current employment
Oct 8, 2013 to presentfactForm ADV
← GEORGE ERNEST CROSBY, JR.Advisorregistration: current employment
Nov 17, 2006 to presentfactForm ADV
← MALCOM STEVEN DAYAdvisorregistration: current employment
Mar 21, 2003 to presentfactForm ADV
← STEVEN SAMUEL RUSSOAdvisorregistration: current employment
May 14, 1997 to presentfactForm ADV
← JOHN FERNANDO GUALYAdvisorregistration: current employment
Apr 14, 1997 to presentfactForm ADV
← THOMAS NEY HUNTAdvisorregistration: current employment
Dec 6, 1996 to presentfactForm ADV
← EDWARD RUDGE ALLENAdvisorregistration: current employment
Dec 6, 1996 to presentfactForm ADV

Advises (6)

→ EAGLE INCOME APPRECIATION II, L.P.Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ EAGLE INCOME APPRECIATION PARTNERS, L.P.Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ EAGLE GLOBAL ADVISORS SPECIAL SITUATIONS FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Mar 27, 2019factForm ADV
→ EAGLE GLOBAL SPECIAL SITUATIONS FUND, LLC, TOO SERIES #1Private fundHedge Fund, IA, no longer reported
Apr 27, 2017 to Sep 8, 2017factForm ADV
→ EMC LONG/SHORT EQUITY FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Sep 8, 2017factForm ADV
→ EAGLE EM DIVIDEND FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 20, 2013 to Jul 11, 2016factForm ADV

Controls (3)

← RUSSO, STEVEN, SAMUELOwnerSENIOR PARTNER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER, ownership code C, individual
Mar 26, 2012 to Dec 19, 2024factForm ADV
← ALLEN, EDWARD, RUDGEOwnerSENIOR PARTNER / MANAGING MEMBER, ownership code C, individual
Mar 26, 2012 to Dec 19, 2024factForm ADV
← GUALY, JOHN, FERNANDOOwnerSENIOR PARTNER / MANAGING MEMBER, ownership code A, individual
Mar 26, 2012 to Dec 19, 2024factForm ADV

Dated events

Occurred
Mar 28, 2026
Regulatory AUM changed
Eagle Global Advisors Llc reported RAUM $3.1B, up 26% from $2.5B (2025-12-10 to 2026-03-28)
Form ADVobserved 4 days ago
$638M
Occurred
Mar 26, 2025
Regulatory AUM changed
Eagle Global Advisors Llc reported RAUM $2.5B, up 27% from $1.9B (2024-12-19 to 2025-03-26)
Form ADVobserved 4 days ago
$521M
Occurred
Jan 10, 2022
Control person left
Ney Thomas Hunt (Senior Partner / Managing Member) no longer on Schedule A of Eagle Global Advisors Llc (listed 2021-11-23, absent 2022-01-10)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2021
Regulatory AUM changed
Eagle Global Advisors Llc reported RAUM $1.6B, down 32% from $2.3B (2020-12-09 to 2021-03-25)
Form ADVobserved 4 days ago
$-754M
Occurred
Mar 20, 2020
Control person left
David Paul Chiaro (Partner / Member) no longer on Schedule A of Eagle Global Advisors Llc (listed 2019-03-27, absent 2020-03-20)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2019
Regulatory AUM changed
Eagle Global Advisors Llc reported RAUM $2.7B, down 26% from $3.6B (2018-03-28 to 2019-03-27)
Form ADVobserved 4 days ago
$-938M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aac3d2e6-4de8-30df-a097-2ad42792932d
First observed: Mar 26, 2012
Last observed: Sep 4, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EAGLE GLOBAL ADVISORS LLC

CRD 107306

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aac3d2e6-4de8-30df-a097-2ad42792932d

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS NEY HUNT

Chartered Financial Analyst

HOUSTON, TX

n/a

EDWARD RUDGE ALLEN

Chartered Financial Analyst

HOUSTON, TX

n/a

JOHN FERNANDO GUALY

Chartered Financial Analyst

HOUSTON, TX

n/a

STEVEN SAMUEL RUSSO

n/a

HOUSTON, TX

n/a

MALCOM STEVEN DAY

Chartered Financial Analyst

HOUSTON, TX

GEORGE ERNEST CROSBY, JR.

n/a

HOUSTON, TX

n/a

PAUL DAVID CHIARO

n/a

HOUSTON, TX

n/a

GONZALO ALONSO

Certified Financial Planner

HOUSTON, TX

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EAGLE INCOME APPRECIATION PARTNERS, L.P.

Hedge Fund

$300M

Sep 4, 2026

Mar 26, 2012

reported

021-129542

EAGLE INCOME APPRECIATION II, L.P.

Hedge Fund

$99.4M

Sep 4, 2026

Mar 26, 2012

reported

021-129541

EAGLE SCARCITY PARTNERS, LP

n/a

$22.0M

Sep 4, 2026

reported

021-536419

EAGLE EM DIVIDEND FUND, L.P.

Hedge Fund

$17.2M

Jul 11, 2016

Mar 20, 2013

dropped

021-187319

EAGLE GLOBAL SPECIAL SITUATIONS FUND, LLC, TOO SERIES #1

Hedge Fund

Sep 8, 2017

Apr 27, 2017

dropped

n/a

EMC LONG/SHORT EQUITY FUND LP

Hedge Fund

Sep 8, 2017

Mar 31, 2017

dropped

n/a

EAGLE GLOBAL ADVISORS SPECIAL SITUATIONS FUND, LLC

Hedge Fund

Mar 27, 2019

Mar 31, 2017

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN, EDWARD, RUDGE

SENIOR PARTNER / MANAGING MEMBER

yes

11/1996

Mar 26, 2012

Dec 19, 2024

GUALY, JOHN, FERNANDO

SENIOR PARTNER / MANAGING MEMBER

yes

11/1996

Mar 26, 2012

Dec 19, 2024

RUSSO, STEVEN, SAMUEL

SENIOR PARTNER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER

yes

12/1996

Mar 26, 2012

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EAGLE INCOME APPRECIATION GP, LLC

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Middletown

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$3.1B

n/a

2024

Mar 26, 2025

$2.5B

n/a

2023

Mar 13, 2024

$1.9B

$276M

2022

Mar 21, 2023

$1.7B

$229M

2021

Mar 25, 2022

$1.9B

$181M

2020

Mar 25, 2021

$1.6B

$151M

2019

Mar 20, 2020

$2.3B

$504M

2018

Mar 27, 2019

$2.7B

$505M

2017

Mar 28, 2018

$3.6B

$701M

2016

Mar 31, 2017

$4.0B

n/a

$907M

2015

Mar 30, 2016

$3.4B

n/a

$700M

2014

Mar 26, 2015

$4.3B

n/a

$1.0B

2013

Mar 21, 2014

$3.6B

n/a

$973M

2012

Mar 20, 2013

$2.4B

n/a

$640M

2011

Mar 26, 2012

$2.1B

n/a

$510M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.1B

$2.5B

25.9%

$1.7B

22.2%