DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••• G••••• A••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Mar 26, 2012 · 32 filings
SEC status approved since Nov 14, 1996
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
58%
$1.8B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$387M
derived; firm RAUM over IAPD count
Employees
24
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$3.1B as of Mar 28, 2026
Mar 26, 2012$2.1B then
HNW client RAUM$1.1B as of Mar 13, 2024
Mar 28, 2018$1.3B then
State-registered IARs (5.B.3)4 as of Mar 28, 2026
Mar 26, 20120 then
Employees (5.A)24 as of Mar 28, 2026
Mar 20, 201330 then
Private funds3 as of Mar 28, 2026
Mar 26, 20122 then
RAUM +26% over the last fiscal year+22% a year over threeIARs 3 to 4offices 1 to 2
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $387MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.8B58%
- Investment companies$631M20%
- Pooled investment vehicles$421M14%
- Charitable organizations$154M5.0%
- Pension and profit-sharing plans$103M3.3%
- Individual clients
- 336reported
- HNW clients
- n/areported
- Pension plan clients
- 6reported
- Charitable clients
- 16reported
- Accounts
- 366reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $166M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.58 fund_share=0.34 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• N•• H•••Chartered Financial Analyst | Houston, Tx | Dec 6, 1996 | 29 y | 0 |
| E••••• R•••• A••••Chartered Financial Analyst | Houston, Tx | Dec 6, 1996 | 29 y | 0 |
| J••• F••••••• G••••Chartered Financial Analyst | Houston, Tx | Apr 14, 1997 | 29 y | 0 |
| S••••• S••••• R•••• | Houston, Tx | May 14, 1997 | 29 y | 0 |
| M••••• S••••• D••Chartered Financial Analyst | Houston, Tx | Mar 21, 2003 | 32 y | 1 |
| G••••• E••••• C•••••• J•• | Houston, Tx | Nov 17, 2006 | 20 y | 0 |
| P••• D•••• C••••• | Houston, Tx | Oct 8, 2013 | 28 y | 0 |
| G•••••• A•••••Certified Financial Planner | Houston, Tx | Apr 16, 2026 | 11 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G•••••• A••••• from S•••••••• A••••••• L••Apr 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- M••••• S••••• D•• from P••••••• I••••••••• M••••••••• • R•••••••• L••Mar 21, 2003 · Other
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••• I••••• A••••••••• P•••••••• L••• | Hedge Fund | $300M | 29 | Mar 26, 2012 |
| E•••• I••••• A••••••••• I•• L••• | Hedge Fund | $99.4M | 67 | Mar 26, 2012 |
| E•••• S••••••• P•••••••• L• | $22.0M | 13 | Sep 4, 2026 | |
| E•••• E• D••••••• F•••• L•••no longer reported | Hedge Fund | $17.2M | 45 | Mar 20, 2013 |
| E•••• G••••• A••••••• S•••••• S••••••••• F•••• L••no longer reported | Hedge Fund | $0 | 0 | Mar 31, 2017 |
| E•••• G••••• S•••••• S••••••••• F•••• L••• T•• S••••• •no longer reported | Hedge Fund | $0 | 0 | Apr 27, 2017 |
| E•• L••••••••• E••••• F••• L•no longer reported | Hedge Fund | $0 | 0 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A••••• E•••••• R•••• · Senior Partner / Managing Membercontrolsince 11/1996 · owns 25% to 50%
- G••••• J•••• F••••••• · Senior Partner / Managing Membercontrolsince 11/1996 · owns 5% to 10%
- R••••• S•••••• S••••• · Senior Partner / Chief Compliance Officer / Managing Membercontrolsince 12/1996 · owns 25% to 50%
Related persons
Schedule D 7.A
- E•••• I••••• A••••••••• G•• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
- Middletown, DE
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 28, 2026 to Sep 4, 2026
- Private funds · 3 to unsetMar 28, 2026 to Sep 4, 2026
- Succession · false to unsetMar 28, 2026 to Sep 4, 2026
- Accounts · 371 to 366Dec 10, 2025 to Mar 28, 2026
- Advisory employees · 10 to 11Dec 10, 2025 to Mar 28, 2026
- Charity clients · unset to 16.0Dec 10, 2025 to Mar 28, 2026
- Individual clients · 342 to 336Dec 10, 2025 to Mar 28, 2026
- Custody of client assets · true to falseDec 10, 2025 to Mar 28, 2026
- Employees · 23 to 24Dec 10, 2025 to Mar 28, 2026
- State-registered IARs · 3 to 4Dec 10, 2025 to Mar 28, 2026
- Discretionary RAUM · $2.5B to $3.1BDec 10, 2025 to Mar 28, 2026
- Individual RAUM · $1.3B to $1.8BDec 10, 2025 to Mar 28, 2026
- Pension RAUM · $97.8M to $103MDec 10, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $425M to $421MDec 10, 2025 to Mar 28, 2026
- RAUM · $2.5B to $3.1BDec 10, 2025 to Mar 28, 2026
- Wrap assets (manager) · $234M to $166MDec 10, 2025 to Mar 28, 2026
- Financial planning clients · unset to Mar 26, 2025 to May 30, 2025
- Other offices · 1 to 2Mar 26, 2025 to May 30, 2025
- Accounts · 355 to 371Dec 19, 2024 to Mar 26, 2025
- Charity clients · 16.0 to unsetDec 19, 2024 to Mar 26, 2025
- HNW clients · 327.0 to unsetDec 19, 2024 to Mar 26, 2025
- Individual clients · unset to 342.0Dec 19, 2024 to Mar 26, 2025
- Pooled vehicle clients · 2 to 3Dec 19, 2024 to Mar 26, 2025
- Employees · 24 to 23Dec 19, 2024 to Mar 26, 2025
- Other offices · 3 to 1Dec 19, 2024 to Mar 26, 2025
- Private funds · 2 to 3Dec 19, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.9B to $2.5BDec 19, 2024 to Mar 26, 2025
- HNW RAUM · 1102148457.0 to unsetDec 19, 2024 to Mar 26, 2025
- Individual RAUM · unset to 1340477030.0Dec 19, 2024 to Mar 26, 2025
- Pension RAUM · $69.7M to $97.8MDec 19, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $276M to $425MDec 19, 2024 to Mar 26, 2025
- RAUM · $1.9B to $2.5BDec 19, 2024 to Mar 26, 2025
- Wrap assets (manager) · $226M to $234MDec 19, 2024 to Mar 26, 2025
- Accounts · 362 to 355Mar 21, 2023 to Mar 13, 2024
- Charity clients · 18 to 16Mar 21, 2023 to Mar 13, 2024
- HNW clients · 334 to 327Mar 21, 2023 to Mar 13, 2024
- Pension plan clients · 5 to 6Mar 21, 2023 to Mar 13, 2024
- Employees · 23 to 24Mar 21, 2023 to Mar 13, 2024
- Other offices · 2 to 3Mar 21, 2023 to Mar 13, 2024
- Discretionary RAUM · $1.7B to $1.9BMar 21, 2023 to Mar 13, 2024
Signals
6 dated events
- E•••• G••••• A••••••• L•• reported RAUM $3.1B, up 26% from $2.5B (2025-12-10 to 2026-03-28)Mar 28, 2026 · RAUM change · derived
- E•••• G••••• A••••••• L•• reported RAUM $2.5B, up 27% from $1.9B (2024-12-19 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Ney Thomas Hunt (Senior Partner / Managing Member) no longer on Schedule A of E•••• G••••• A••••••• L•• (listed 2021-11-23, absent 2022-01-10)Jan 10, 2022 · Control person left · inference
- E•••• G••••• A••••••• L•• reported RAUM $1.6B, down 32% from $2.3B (2020-12-09 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- David Paul Chiaro (Partner / Member) no longer on Schedule A of E•••• G••••• A••••••• L•• (listed 2019-03-27, absent 2020-03-20)Mar 20, 2020 · Control person left · inference
- E•••• G••••• A••••••• L•• reported RAUM $2.7B, down 26% from $3.6B (2018-03-28 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ccantu@eagleglobal.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rbaker@eagleglobal.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- updates@eagleglobal.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-952-3550reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- E••••GLOBAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-952-3550reportedpublic record, Form ADV, Sep 4, 2026
- Contact form
- eagleglobal.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $387Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026