DFX Intelligence

G••• C•••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

G••• C•••• C••••••• L•

CRD 158973

BOSTON, MA

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Search this name across graphsid dfx:ria:aac482e8-c363-3b37-6707-314e6f557fa7

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2012 to Apr 1, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.24 fund_share=0.76 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $329M••• Locked
Discretionary RAUM: $329M
Private client RAUM: $80.2Mderived••• Locked
Private client share: 24%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••• C•••• F•••• L•••	Hedge Fund	$134M	Apr 1, 2026	21	Mar 21, 2012	reported	021-129644
M•• F•••• L•	Hedge Fund	$115M	Apr 1, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•• G• L••	GENERAL PARTNER	Na	yes	08/2008	Sep 29, 2017	Mar 29, 2024
L••••• D•••••• P••••••	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	04/2011	Mar 21, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••• C•••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
M••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$329M	$241M	36.8%	$235M	11.8%	10	10	0	0

Relationships

Advises (3)

→ M•• F•••• L•Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ G••• C•••• F•••• L•••Private fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ G••• C•••• O••••••• F•••• L••Private fundHedge Fund, IA, no longer reported
Nov 13, 2012 to Mar 30, 2017factForm ADV

Controls (3)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aac482e8-c363-3b37-6707-314e6f557fa7
First observed: Mar 21, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.