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G••• C•••• C••••••• L•

Wealth manager with institutional or fund businessSEC-registered2 private funds· Boston, Massachusettswebsite

Wealth manager with institutional or fund business, based in Boston, Massachusetts, reporting $329M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-01 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $329M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +37%
Private clients: 24% of RAUM, $80.2M

Advisors Advisor movement Where the RAUM sits

As of 2026-04-01 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +37% over the last fiscal year, to $329M.
2026-04-01
RAUM a year earlier $241MRAUM now $329M
custody of client assets (Item 9.A): yes on the filing of 2025-03-27, no on the filing of 2026-04-01
2026-04-01
custody of client assets (Item 9.A) 0
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 158973 · SEC 801-74747 · 25 filingsShow

CRD 158973SEC 801-74747First filing on the tape Mar 21, 2012, latest Apr 1, 2026SEC status approved since Apr 16, 2012IAPD

RAUM

$329M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

24%

$80.2M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$329M as of Apr 1, 2026

Apr 1, 2013$101M then

HNW client RAUM$80.2M as of Apr 1, 2026

Mar 26, 2018$100.0M then

State-registered IARs (5.B.3)0 as of Apr 1, 2026

Apr 1, 20130 then

Employees (5.A)10 as of Apr 1, 2026

Apr 1, 20135 then

Private funds2 as of Apr 1, 2026

Apr 1, 20132 then

RAUM +37% over the last fiscal year+12% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 1, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.7MderivedHNW RAUM over HNW clients
Average account: $23.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +37%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$249M76%
High-net-worth individuals$80.2M24%

Individual clients: n/areported
HNW clients: 12reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 14reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.24 fund_share=0.76 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•• F•••• L•	Hedge Fund	$82.5M	5	Mar 30, 2012
G••• C•••• F•••• L•••	Hedge Fund	$82.2M	18	Mar 21, 2012
G••• C•••• O••••••• F•••• L••no longer reported	Hedge Fund	$0	0	Nov 13, 2012

Owners and control persons

Schedule A and B, latest filing

L••••• D•••••• P•••••• · Chief Compliance Officer And Chief Operating Officercontrol
since 04/2011 · owns less than 5%
M•••••• S•••• P•••••• · Managing Partner, Chief Executive Officer And Presidentcontrol
since 08/2008 · owns 75% or more
M•••••• S•••• P•••••• · Managercontrol
since 06/2014 · owns 75% or more of G•• G• L••
M•••• R••••••• A••••• · Partner
since 08/2008 · owns 10% to 25%
M•••• R••••••• A••••• · Manager
since 06/2014 · owns F of G•• G• L••

Entity owners

G•• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

G••• C•••• C•••••• G•• L••
pooled vehicle sponsorn
M••• C•••••• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Apr 1, 2026
RAUM (Item 5.F) moved from $240,520,183 to $328,955,099 (+37.0%) between the annual amendments of 2025-03-27 and 2026-04-01; the peer median change was +15.0% (4548 comparable advisers, 91.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 91% percentile
custody status changedChange between filings · filing Apr 1, 2026
custody of client assets (Item 9.A): yes on the filing of 2025-03-27, no on the filing of 2026-04-01
peers: independent wealth managers, $100M to $500M (5,679)

How anomalies are measured

What changed

consecutive filings, newest first

Custody of client assets · true to false
Mar 27, 2025 to Apr 1, 2026
Discretionary RAUM · $241M to $329M
Mar 27, 2025 to Apr 1, 2026
HNW RAUM · $68.3M to $80.2M
Mar 27, 2025 to Apr 1, 2026
Pooled vehicle RAUM · $172M to $249M
Mar 27, 2025 to Apr 1, 2026
RAUM · $241M to $329M
Mar 27, 2025 to Apr 1, 2026
Accounts · 15 to 14
Mar 29, 2024 to Mar 27, 2025
Charity clients · 0.0 to unset
Mar 29, 2024 to Mar 27, 2025
Corporate clients · 0.0 to unset
Mar 29, 2024 to Mar 27, 2025
HNW clients · 13 to 12
Mar 29, 2024 to Mar 27, 2025
Individual clients · 0.0 to unset
Mar 29, 2024 to Mar 27, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 27, 2025
Discretionary RAUM · $231M to $241M
Mar 29, 2024 to Mar 27, 2025
HNW RAUM · $66.0M to $68.3M
Mar 29, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $165M to $172M
Mar 29, 2024 to Mar 27, 2025
RAUM · $231M to $241M
Mar 29, 2024 to Mar 27, 2025
Discretionary RAUM · $235M to $231M
Mar 23, 2023 to Mar 29, 2024
HNW RAUM · $71.9M to $66.0M
Mar 23, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $164M to $165M
Mar 23, 2023 to Mar 29, 2024
RAUM · $235M to $231M
Mar 23, 2023 to Mar 29, 2024
Charity clients · unset to 0.0
Mar 30, 2022 to Mar 23, 2023
Discretionary RAUM · $244M to $235M
Mar 30, 2022 to Mar 23, 2023
HNW RAUM · $81.8M to $71.9M
Mar 30, 2022 to Mar 23, 2023
Pooled vehicle RAUM · $162M to $164M
Mar 30, 2022 to Mar 23, 2023
RAUM · $244M to $235M
Mar 30, 2022 to Mar 23, 2023
Accounts · 16 to 15
Mar 31, 2021 to Mar 30, 2022
HNW clients · 14 to 13
Mar 31, 2021 to Mar 30, 2022
Discretionary RAUM · $206M to $244M
Mar 31, 2021 to Mar 30, 2022
HNW RAUM · $73.7M to $81.8M
Mar 31, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $132M to $162M
Mar 31, 2021 to Mar 30, 2022
RAUM · $206M to $244M
Mar 31, 2021 to Mar 30, 2022
Accounts · 19 to 16
Jun 23, 2020 to Mar 31, 2021
HNW clients · 16 to 14
Jun 23, 2020 to Mar 31, 2021
Pooled vehicle clients · 3 to 2
Jun 23, 2020 to Mar 31, 2021
Discretionary RAUM · $251M to $206M
Jun 23, 2020 to Mar 31, 2021
HNW RAUM · $95.6M to $73.7M
Jun 23, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $155M to $132M
Jun 23, 2020 to Mar 31, 2021
RAUM · $251M to $206M
Jun 23, 2020 to Mar 31, 2021
Accounts · 17 to 19
Mar 28, 2019 to Mar 26, 2020
Charity clients · 1.0 to unset
Mar 28, 2019 to Mar 26, 2020
HNW clients · 13 to 16
Mar 28, 2019 to Mar 26, 2020

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026