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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

PAGE GRANT PITTMAN

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Oldsmar, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aacb77df-2247-eafd-a7f7-a5b1f6dc8bc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 11, 2009
First registration: May 14, 2009
Dual registered: yes, broker-dealer
Other names: PITTMAN
IAPD individual key: 5640735

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 4, 2025	n/a	yes	Oldsmar, FL\|AUSTIN, TX	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 3, 2013	Nov 4, 2025	no	Tampa, FL\|New Prt Rchy, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 14, 2009	Nov 21, 2013	no	TAMPA, FL\|CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	KESTRA ADVISORY SERVICES, LLC	Nov 4, 2025	Nov 4, 2025	0	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	PRINCIPAL SECURITIES, INC.	Nov 21, 2013	Dec 3, 2013	12	Firm change	Other

Relationships

Registered with (3)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 3, 2013 to Nov 4, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 14, 2009 to Nov 21, 2013factForm ADV

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
Page Grant Pittman left Principal Securities, Inc. for Kestra Advisory Services, Llc (registered 2025-11-04)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aacb77df-2247-eafd-a7f7-a5b1f6dc8bc2
First observed: May 14, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PAGE GRANT PITTMAN

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Oldsmar, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aacb77df-2247-eafd-a7f7-a5b1f6dc8bc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Nov 4, 2025

n/a

yes

Oldsmar, FL|AUSTIN, TX

Current employment

PRINCIPAL SECURITIES, INC.

Bd affiliated wealth

Dec 3, 2013

Nov 4, 2025

Tampa, FL|New Prt Rchy, FL

Previous registration

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

May 14, 2009

Nov 21, 2013

TAMPA, FL|CLEARWATER, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRINCIPAL SECURITIES, INC.

KESTRA ADVISORY SERVICES, LLC

Nov 4, 2025

Firm change

Ibd to ibd

AMERIPRISE FINANCIAL SERVICES, LLC

PRINCIPAL SECURITIES, INC.

Nov 21, 2013

Dec 3, 2013

Firm change

Other