DFX Intelligence

K•••• A••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••• A••••• M•••••

Advisor at H••••• I••••••••• M••••••••• L••

Worthington, OH | CINCINNATI, OH

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Search this name across graphsid dfx:ria:aacb9cf2-461e-3337-82af-4921fcc44f52

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• I••••••••• M••••••••• L••	Independent wealth	Aug 6, 2024	n/a	yes	Worthington, OH\|CINCINNATI, OH	Current employment
T••••• A•••• M••••••••• L••	Independent wealth	Apr 5, 2023	Aug 1, 2024	no	Worthington, OH\|LITTLETON, CO\|Powell, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A•••• M••••••••• L••	H••••• I••••••••• M••••••••• L••	Aug 1, 2024	Aug 6, 2024	5	Firm change	RIA to RIA

Relationships

Registered with (2)

→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 6, 2024 to presentfactForm ADV
→ T••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 5, 2023 to Aug 1, 2024factForm ADV

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aacb9cf2-461e-3337-82af-4921fcc44f52
First observed: Apr 5, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.