DFX Intelligence

D••• S•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

D••• S•••• C•••••

Advisor at B•••••••••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:aace0d40-4a6d-36b9-82af-b66905db6061

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Feb 16, 2012	n/a	yes	SAN FRANCISCO, CA	Current employment
V••••• C••••••	Former SEC adviser	Jul 16, 2019	Dec 31, 2021	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C••••••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ B•••••••••Registered adviserregistration: current employment
Feb 16, 2012 to presentfactForm ADV
→ V••••• C••••••Registered adviserregistration: previous registration
Jul 16, 2019 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aace0d40-4a6d-36b9-82af-b66905db6061
First observed: Jul 16, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.