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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TAMPA, FL | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 22, 2022 | n/a | yes | NEW YORK, NY|TAMPA, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 23, 2021 | May 4, 2022 | no | SUN CITY CENTER, FL|BRANDON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 20, 2015 | Apr 20, 2021 | no | TAMPA, FL|TAMPA, FL|TAMPA, FL|RIVERVIEW, FL|SUN CITY CENTER, FL|SUN CITY CENTER, FL|SUN CITY CENTER, FL|SUN CITY CENTER, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 22, 2013 | May 26, 2015 | no | Tampa, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 4, 2022 | Nov 22, 2022 | 202 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Apr 20, 2021 | Apr 23, 2021 | 3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 26, 2015 | Aug 20, 2015 | 86 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:7691:FL:2022-04-29 | May 4, 2022 | Nov 22, 2022 | BRANDON, FL | Firm change |
| 7691:79:FL:2021-04-05 | Apr 20, 2021 | Apr 23, 2021 | SUN CITY CENTER, FL | Firm change |
| 149777:7691:FL:2015-05-26 | May 26, 2015 | Aug 20, 2015 | TAMPA, FL | Firm change |