DFX Intelligence
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Reading the graph
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Advisor at M•••••• H••• A•••••••• L••
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• H••• A•••••••• L•• | Former SEC adviser | Jan 6, 2022 | n/a | yes | AUSTIN, TX | Current employment |
| M•••••• H••• A•••••••• L•• | Former SEC adviser | Dec 17, 2019 | Dec 31, 2021 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• P•••••• W••••• M••••••••• | M•••••• H••• A•••••••• L•• | Nov 21, 2019 | Dec 17, 2019 | 26 | Firm change | RIA to new firm |
| M•••••• H••• A•••••••• L•• | C••••••• P•••••• W••••• M••••••••• | Jan 12, 2019 | Jan 14, 2019 |
| C••••••• P•••••• W••••• M••••••••• | Former SEC adviser | Jan 14, 2019 | Nov 21, 2019 | no | Austin, TX|SEATTLE, WA | Previous registration |
| M•••••• H••• A•••••••• L•• | Former SEC adviser | Jan 9, 2019 | Jan 12, 2019 | no | AUSTIN, TX | Previous registration |
| M•••••• H••• A•••••••• L•• | Former SEC adviser | Sep 16, 2014 | Dec 31, 2018 | no | AUSTIN, TX | Previous registration |
| M••••• W••••• A••••••• | Independent wealth | Feb 21, 2001 | May 27, 2014 | no | AUSTIN, TX | Previous registration |
| 2 |
| Firm change |
| Other |
| M••••• W••••• A••••••• | M•••••• H••• A•••••••• L•• | May 27, 2014 | Sep 16, 2014 | 112 | Firm change | Other |