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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

MARKETGRADER CAPITAL, LLC

CRD 173080

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aad259ab-d586-7952-abaa-8ddf1595d45f

Data as of Mar 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2014 to Mar 14, 2016
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2016-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 2
Employees: 5
Advisory employees: 2
Accounts: 0
SEC number: 801-80412
CRD: 173080
Filings on the tape: 10
First filed: Sep 25, 2014
Latest filed: Mar 14, 2016
Organised: Limited Liability Company, Florida

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID CHARLES MICHAEL LUCTERHAND	n/a	CORAL GABLES, FL	1	16	1	no
CARLOS Humberto DIEZ	n/a	CORAL GABLES, FL	0	26	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPHA FOUNDATION	Owner	E	yes	01/2000	Sep 25, 2014	Mar 14, 2016
DIEZ, CARLOS	EXECUTIVE MANAGING DIRECTOR	C	yes	01/2011	Sep 25, 2014	Mar 14, 2016
DIEZ, PATRICIA	Owner	D	yes	08/2001	Sep 25, 2014	Mar 14, 2016
DIEZ, TERESA	Owner	D	yes	08/2001	Sep 25, 2014	Mar 14, 2016
LUCTERHAND, DAVID, CHARLES MICHAEL	MANAGING DIRECTOR / CCO	Na	yes	09/2014	Sep 25, 2014	Mar 14, 2016
MARKETGRADER.COM CORP.	Owner	D	yes	01/2011	Sep 25, 2014	Mar 14, 2016
SIRIUS INTERNATIONAL HOLDINGS CORP	Owner	E	yes	01/2000	Sep 25, 2014	Mar 14, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 14, 2016	$0	$0	5	2	n/a	n/a	n/a
2014	Mar 25, 2015	n/a	n/a	3	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$0	n/a	n/a	n/a	n/a	5	3	n/a	n/a

Relationships

Registered with (2)

← CARLOS Humberto DIEZAdvisorregistration: current employment
Dec 11, 2025 to presentfactForm ADV
← DAVID CHARLES MICHAEL LUCTERHANDAdvisorregistration: current employment
Sep 12, 2025 to presentfactForm ADV

Controls (7)

← LUCTERHAND, DAVID, CHARLES MICHAELOwnerMANAGING DIRECTOR / CCO, ownership code NA, individual
Sep 25, 2014 to presentfactForm ADV
← DIEZ, CARLOSOwnerEXECUTIVE MANAGING DIRECTOR, ownership code C, individual
Sep 25, 2014 to presentfactForm ADV
← DIEZ, TERESAOwnerOWNER, ownership code D, individual
Sep 25, 2014 to presentfactForm ADV
← DIEZ, PATRICIAOwnerOWNER, ownership code D, individual
Sep 25, 2014 to presentfactForm ADV
← ALPHA FOUNDATIONOwnerOWNER, ownership code E, foreign entity
Sep 25, 2014 to presentfactForm ADV
← MARKETGRADER.COM CORP.OwnerOWNER, ownership code D, domestic entity
Sep 25, 2014 to presentfactForm ADV
← SIRIUS INTERNATIONAL HOLDINGS CORPOwnerOWNER, ownership code E, foreign entity
Sep 25, 2014 to presentfactForm ADV

Dated events

Occurred
Sep 25, 2014
First Form ADV filing
Marketgrader Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aad259ab-d586-7952-abaa-8ddf1595d45f
First observed: Sep 25, 2014
Last observed: Mar 14, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARKETGRADER CAPITAL, LLC

CRD 173080

CORAL GABLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aad259ab-d586-7952-abaa-8ddf1595d45f

Data as of Mar 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID CHARLES MICHAEL LUCTERHAND

n/a

CORAL GABLES, FL

CARLOS Humberto DIEZ

n/a

CORAL GABLES, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPHA FOUNDATION

Owner

yes

01/2000

Sep 25, 2014

Mar 14, 2016

DIEZ, CARLOS

EXECUTIVE MANAGING DIRECTOR

yes

01/2011

Sep 25, 2014

Mar 14, 2016

DIEZ, PATRICIA

Owner

yes

08/2001

Sep 25, 2014

Mar 14, 2016

DIEZ, TERESA

Owner

yes

08/2001

Sep 25, 2014

Mar 14, 2016

LUCTERHAND, DAVID, CHARLES MICHAEL

MANAGING DIRECTOR / CCO

yes

09/2014

Sep 25, 2014

Mar 14, 2016

MARKETGRADER.COM CORP.

Owner

yes

01/2011

Sep 25, 2014

Mar 14, 2016

SIRIUS INTERNATIONAL HOLDINGS CORP

Owner

yes

01/2000

Sep 25, 2014

Mar 14, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 14, 2016

n/a

2014

Mar 25, 2015

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a