DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M••••••••• C••••••• L••

Former SEC-registered adviserCoral Gables, FloridaCRD 173080SEC 801-80412IAPD
Latest filing Mar 14, 2016
First filing on the tape Sep 25, 2014 · 10 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 14, 2016
Mar 25, 20150 then
Employees (5.A)5 as of Mar 14, 2016
Mar 25, 20153 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 14, 2016; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••• C•••••• M•••••• L•••••••••Coral Gables, FlSep 12, 202516 y1
C••••• H••••••• D•••Coral Gables, FlDec 11, 202526 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • D•••• C••••• · Executive Managing Directorcontrol
      since 01/2011 · owns 25% to 50%
    • L••••••••• D••••• C•••••• M•••••• · Managing Director / Ccocontrol
      since 09/2014 · owns less than 5%
    • D•••• P••••••• · Ownercontrol
      since 08/2001 · owns 50% to 75% of A•••• F•••••••••
    • D•••• T••••• · Ownercontrol
      since 08/2001 · owns 50% to 75% of A•••• F•••••••••
    Entity owners
    • M••••••••• C•••• · Owner
      direct · owns 50% to 75%
    • A•••• F••••••••• · Owner
      indirect · owns 75% or more of S••••• I••••••••• H••••••• C•••.
    • S••••• I••••••••• H••••••• C••• · Owner
      indirect · owns 75% or more of M••••••••• C••••
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Coral Gables, Fl · principal210
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · unset to 0.0
      Dec 10, 2015 to Mar 14, 2016
    • Advisory activities · 4 to 3
      Dec 10, 2015 to Mar 14, 2016
    • Employees · 3 to 5
      Dec 10, 2015 to Mar 14, 2016
    • Discretionary RAUM · unset to 0.0
      Dec 10, 2015 to Mar 14, 2016
    • Non-discretionary RAUM · unset to 0.0
      Dec 10, 2015 to Mar 14, 2016
    • RAUM · unset to 0.0
      Dec 10, 2015 to Mar 14, 2016
    • BD registered reps · 1 to 2
      Aug 26, 2015 to Dec 10, 2015
    • Insurance-licensed employees · 1 to 0
      Aug 26, 2015 to Dec 10, 2015
    Signals
    1 dated events
    • M••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
      Sep 25, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/3143705/admin/dashboardreportedpublic record, Form ADV, Sep 19, 2026
    Website
    M•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026