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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DARREN MARK HOWCROFT

Advisor at COMMONWEALTH FINANCIAL NETWORK

Rumney, NH | Concord, NH

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Search this name across graphsid dfx:ria:aad43de0-3a74-4aeb-b559-edbcbd9c4ca4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 5, 1998
First registration: Apr 2, 2002
Dual registered: yes, broker-dealer
Other names: DARREN M HOWCROFT
IAPD individual key: 3052682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jul 17, 2025	n/a	yes	Concord, NH\|Rumney, NH	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jul 1, 2025	no	CONCORD, NH\|RUMNEY, NH	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Mar 10, 2010	Jan 21, 2014	no	MANCHESTER, NH\|BEDFORD, NH\|CONCORD, NH\|CONCORD, NH\|ST CLOUD, MN\|RUMNEY, NH	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Nov 17, 2009	Feb 18, 2010	no	CONCORD, NH	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Apr 2, 2002	Nov 17, 2009	no	SUNCOOK, NH\|CONCORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Jul 1, 2025	Jul 17, 2025	16	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
TD WEALTH MANAGEMENT SERVICES INC.	CETERA INVESTMENT SERVICES LLC	Feb 18, 2010	Mar 10, 2010	20	Firm change	Other
CETERA INVESTMENT SERVICES LLC	TD WEALTH MANAGEMENT SERVICES INC.	Nov 17, 2009	Nov 17, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:8032:NH:2025-07-01	Jul 1, 2025	Jul 17, 2025	RUMNEY, NH	Firm change

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jul 1, 2025factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Mar 10, 2010 to Jan 21, 2014factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Nov 17, 2009 to Feb 18, 2010factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
Darren Mark Howcroft left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2025-07-17)
Form ADVobserved 4 days ago