DFX Intelligence

A••••• D• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A••••• D• M••••••

Advisor at M••••• S••••••

Scottsdale, AZ

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Search this name across graphsid dfx:ria:aad516d5-e6c6-8515-f5ee-edc0d6c7b3c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 19, 2022	n/a	yes	Scottsdale, AZ\|Scottsdale, AZ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 4, 2019	Sep 6, 2022	no	CHANDLER, AZ\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Sep 6, 2022	Sep 19, 2022	13	Firm change	Wirehouse to wirehouse
B••• S••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 5, 2019	Jun 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:NY:2022-09-06	Sep 6, 2022	Sep 19, 2022	NEW YORK, NY	Firm change
7691:283942:NY:2019-05-10	May 10, 2019	May 10, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 19, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 4, 2019 to Sep 6, 2022factForm ADV
→ B••• S••••••••• I•••Registered adviserregistration: previous registration
May 10, 2019 to Jun 5, 2019factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Sep 6, 2022
Advisor changed firm
A••••• D• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-09-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aad516d5-e6c6-8515-f5ee-edc0d6c7b3c6
First observed: Sep 27, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.