DFX Intelligence
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Reading the graph
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Advisor at B••• C•••••• M••••••••• L••
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••• C•••••• M••••••••• L•• | Independent wealth | Mar 5, 2010 | n/a | yes | AUSTIN, TX | Current employment |
| P••••••••• A••••••• S••••••• L•• | Former SEC adviser | Aug 4, 2005 | Mar 2, 2010 | no | AUSTIN, TX|SANTA BARBARA, CA|SANTA BARBARA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••••• A••••••• S••••••• L•• | B••• C•••••• M••••••••• L•• | Mar 2, 2010 | Mar 5, 2010 | 3 | Firm change | Other |
| L•• F•••••••• L•• | P••••••••• A••••••• S••••••• L•• | Aug 12, 2005 | Aug 4, 2005 |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 3, 2003 | Aug 12, 2005 | no | AUSTIN, TX | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Sep 3, 1998 | Oct 7, 2003 | no | CONCORD, NH | Previous registration |
| -8 |
| Firm change |
| Other |
| O•••• F•• I••• | L•• F•••••••• L•• | Oct 7, 2003 | Oct 3, 2003 | -4 | Firm change | Other |