DFX Intelligence

B••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B••• C•••••• M••••••••• L••

CRD 152705

AUSTIN, TX

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Search this name across graphsid dfx:ria:f32e4840-86eb-9c04-91df-56649d8c21c1

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Nov 14, 2011 to Apr 16, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $562M••• Locked
Discretionary RAUM: $562M
Private client RAUM: $557Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $62.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• M•••••• S••••••	n/a	AUSTIN, TX	16	19	2	no
J•••• F••••••• B•••	n/a	AUSTIN, TX	16	37

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J••••• F•••••••	OWNER AND CHIEF INVESTMENT ADVISOR	E	yes	12/2009	Nov 14, 2011	Oct 2, 2024
G••••••• W••••••• F••••••••	CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OPERATIONS	Na	yes	12/2009	Nov 14, 2011	Oct 2, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$562M	$505M	11.4%	$329M	19.6%	9	9	0	0

Relationships

Registered with (9)

← C••••• E• O•••••Advisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← H••••• F••••••• B•••Advisorregistration: current employment
Jun 23, 2023 to presentfactForm ADV
← V••••• D••••• B•••Advisorregistration: current employment
Sep 13, 2022 to presentfactForm ADV
← M•••••• E••••• Q••••••

Dated events

Occurred
Apr 16, 2025
Regulatory AUM changed
B••• C•••••• M••••••••• L•• reported RAUM $504.9M, up 31% from $384.6M (2024-10-02 to 2025-04-16)
Form ADVobserved 7 days ago
$120M
Occurred
Mar 16, 2023
Control person left
James Lewis Spellman (Executive Vice President & Macro Economist.) no longer on Schedule A of B••• C•••••• M••••••••• L•• (listed 2022-03-21, absent 2023-03-16)
Form ADVobserved 7 days ago
Occurred
May 19, 2021
Control person left
Crossley Bryan Anderson (Executive Vice President & Market Strategist) no longer on Schedule A of B••• C•••••• M••••••••• L•• (listed 2021-03-16, absent 2021-05-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f32e4840-86eb-9c04-91df-56649d8c21c1
First observed: Nov 14, 2011
Last observed: Apr 16, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.