DFX Intelligence

A••••• Y•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

A••••• Y•••••••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Irvine, CA

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Search this name across graphsid dfx:ria:aadc05dd-c60a-8a78-4773-87a28f6c101a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Mar 11, 2024	n/a	yes	Irvine, CA\|TORRANCE, CA	Current employment
S••••••••• G••••• L••	Former SEC adviser	Jan 30, 2020	May 27, 2020	no	PASADENA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• G••••• L••	E• W••••• A•••••••	May 27, 2020	Mar 11, 2024	1,384	Firm change after gap	RIA to RIA
M•••••• N••• I••••••••• A•••••••	S••••••••• G••••• L••	Dec 31, 2019	Jan 30, 2020

Relationships

Registered with (3)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ S••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 30, 2020 to May 27, 2020factForm ADV
→ M•••••• N••• I••••••••• A•••••••Registered adviserregistration: previous registration
Oct 16, 2017 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aadc05dd-c60a-8a78-4773-87a28f6c101a
First observed: Oct 16, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.