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M•••••• N••• I••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••• N••• I••••••••• A•••••••

M•••••• N••• INC, CRD 6918

PASADENA, CA

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Search this name across graphsid dfx:ria:4977c0a2-c699-65a0-f1b3-e5314a65ea88

Data as of Jun 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Nov 25, 2011 to Jun 14, 2019
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $103M••• Locked
Discretionary RAUM: $103M
Private client RAUM: $100Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••••• G•••• L••	AUTHORIZED UNISSUED SHARES (171)	C	yes	07/1975	Jun 14, 2019	Jun 14, 2019
S••••••••• N•••••••• H•••• H•	President	E	yes	04/2019	Jun 14, 2019	Jun 14, 2019

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 2, 2012	$72.9M	$72.8M	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$103M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Controls (2)

← S••••••••• N•••••••• H•••• H•OwnerPRESIDENT, ownership code E, individual
Jun 14, 2019 to presentfactForm ADV
← S••••••••• G•••• L••OwnerAUTHORIZED UNISSUED SHARES (171), ownership code C, domestic entity
Jun 14, 2019 to presentfactForm ADV

Owns (2)

← S•••••••• C••••••••• E••••••••OwnerCCO, ownership code NA, individual
Nov 25, 2011 to presentfactForm ADV
← S••••••••• G••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity

Dated events

Occurred
Jun 14, 2019
Control person left
Howard Eugene Noll (Chairman) no longer on Schedule A of M•••••• N••• I••••••••• A••••••• (listed 2012-03-14, absent 2019-06-14)
Form ADVobserved 7 days ago
Occurred
Jun 14, 2019
Control person left
Lynn Elizabeth Kitchen (Director) no longer on Schedule A of M•••••• N••• I••••••••• A••••••• (listed 2012-03-14, absent 2019-06-14)
Form ADVobserved 7 days ago
Occurred
Jun 14, 2019
Control person left
Michael Becker Noll (President, Ceo, Cfo, Director) no longer on Schedule A of M•••••• N••• I••••••••• A••••••• (listed 2012-03-14, absent 2019-06-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4977c0a2-c699-65a0-f1b3-e5314a65ea88
First observed: Nov 25, 2011
Last observed: Jun 14, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.