S•• H• P••••••

Advisor at T•••••••• A••••••• G••••• I•••

GREENSBURG, PA | WOODBURY, TN

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Search this name across graphsid dfx:ria:aae9cd55-fc14-12fa-0505-eb28bb323512

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Dec 2, 2022	n/a	yes	WOODBURY, TN\|GREENSBURG, PA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Mar 29, 2004	Nov 30, 2022	no	WOODBURY, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	T•••••••• A••••••• G••••• I•••	Nov 30, 2022	Dec 2, 2022	2	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 29, 2004 to Nov 30, 2022factForm ADV

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aae9cd55-fc14-12fa-0505-eb28bb323512
First observed: Mar 29, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.