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Advisor at LPL FINANCIAL LLC
HOLLAND, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 9, 2019 | n/a | yes | HOLLAND, MI | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Dec 24, 2019 | no | GRANDVILLE, MI|GRAND RAPIDS, MI|HOLLAND, MI | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Jul 7, 2017 | Nov 2, 2018 | no | GRANDVILLE, MI|GRAND RAPIDS, MI|HOLLAND, MI | Previous registration |
| ROYAL ADVISORS, LLC | Former SEC adviser | Sep 24, 2014 | Dec 31, 2016 | no | HOLLAND, MI|GRANDVILLE, MI | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jan 20, 2011 | Sep 29, 2014 | no | HAMILTON, MI|HOLLAND, MI|ZEELAND, MI|GRAND HAVEN, MI|HOLLAND, MI | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Mar 31, 2005 | Aug 9, 2007 | no | HOLLAND, MI|HOLLAND, MI|GRAND HAVEN, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Dec 24, 2019 | Dec 9, 2019 | -15 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| ROYAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | Dec 31, 2016 | Jul 7, 2017 | 188 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | ROYAL ADVISORS, LLC | Sep 29, 2014 | Sep 24, 2014 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145006:468:MI:2016-12-31 | Dec 31, 2016 | Jul 7, 2017 | GRANDVILLE, MI | Firm change |