RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•• N•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 9, 2019 · Holland, Mi
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Dec 24, 2019 · Grandville, Mi
- S••••••• I••••••••• I••• formerJul 7, 2017 to Nov 2, 2018 · Grandville, Mi
- R•••• A•••••••• L•• formerSep 24, 2014 to Dec 31, 2016 · Holland, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJan 20, 2011 to Sep 29, 2014 · Hamilton, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMar 31, 2005 to Aug 9, 2007 · Holland, Mi
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 24, 2019, registered Dec 9, 2019 (-15 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- R•••• A•••••••• L•• to S••••••• I••••••••• I•••left Dec 31, 2016, registered Jul 7, 2017 (188 days) · Other · moved with a team
- F•••• T•••• S••••••••• I••• to R•••• A•••••••• L••left Sep 29, 2014, registered Sep 24, 2014 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address