This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 24, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Jul 24, 2009

First registration

Jul 27, 2009

Dual registered

yes, broker-dealer

Other names

MARY P. MOSES|MARY MOSES|TRICIA MOSES|Mary Gallagher|TRICIA GALLAGHER

IAPD individual key

5311370

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aaf41292-bc77-0318-1eac-34cec12728be

First observed

Jul 27, 2009

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.