DFX Intelligence

T•••••• J••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

T•••••• J••• B••••

Advisor at G•••••• W••••• P•••••••• L••

APPLETON, WI | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:aafad959-6aac-2025-4375-c6922fa6f879

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• W••••• P•••••••• L••	Independent wealth	Oct 6, 2022	n/a	yes	Fort Lauderdale, FL\|APPLETON, WI	Current employment
A•••••••• P•••• I•••	Former SEC adviser	Mar 27, 2015	Dec 31, 2022	no	SAINT CHARLES, IL\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• P•••• I•••	G•••••• W••••• P•••••••• L••	Dec 31, 2022	Oct 6, 2022	-86	Bulk transfer	RIA to new firm

Relationships

Registered with (2)

→ G•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ A•••••••• P•••• I•••Registered adviserregistration: previous registration
Mar 27, 2015 to Dec 31, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aafad959-6aac-2025-4375-c6922fa6f879
First observed: Mar 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.