DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2022 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 29, 2018 | May 31, 2022 | no | San Francisco, CA | Previous registration |
| EDWARD JONES | National bd RIA | Sep 27, 2016 | Mar 28, 2018 | no | SANTA BARBARA, CA|TEMPE, AZ|OAKLAND, CA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | May 31, 2022 | May 23, 2022 | -8 | Firm change | Ibd to wirehouse |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 28, 2018 | Mar 29, 2018 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:19616:CA:2022-05-27 | May 31, 2022 | May 23, 2022 | SAN FRANCISCO, CA | Firm change |