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J•••••• B•••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J•••••• B•••• P••••••••

Advisor at D••••••••• F••• A••••••• L•

AUSTIN, TX

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Search this name across graphsid dfx:ria:aafddbcf-de62-1e82-dc71-40b32383700b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• F••• A••••••• L•
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• F••• A••••••• L•	Asset manager	Jun 2, 2023	n/a	yes	AUSTIN, TX	Current employment
L•••• A••••• • C•• L••	Asset manager	Feb 14, 2017	May 9, 2023	no	JERSEY CITY, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• A••••• • C•• L••	D••••••••• F••• A••••••• L•	May 9, 2023	Jun 2, 2023	24	Firm change	Other
W•••••••• F•••••••• M••••••••• L••	L•••• A••••• • C•• L••	Jan 4, 2017

Relationships

Registered with (3)

→ D••••••••• F••• A••••••• L•Registered adviserregistration: current employment
Jun 2, 2023 to presentfactForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Feb 14, 2017 to May 9, 2023factForm ADV
→ W•••••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 20, 2014 to Jan 4, 2017factForm ADV

Dated events

Occurred
May 9, 2023
Advisor changed firm
J•••••• B•••• P•••••••• left L•••• A••••• • C•• L•• for D••••••••• F••• A••••••• L• (registered 2023-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aafddbcf-de62-1e82-dc71-40b32383700b
First observed: Nov 20, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.