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Advisor at FINANCES FOR LIFE, LLC
CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCES FOR LIFE, LLC | State registered | Sep 4, 2025 | n/a | yes | CARLSBAD, CA | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 10, 2003 | Apr 25, 2013 | no | CARLSBAD, CA | Previous registration |
| LIFE PLANNING ADVISORS, LLC. | n/a | Jun 19, 2002 | Apr 10, 2008 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | FINANCES FOR LIFE, LLC | Apr 25, 2013 | Sep 4, 2025 | 4,515 | Firm change after gap | Other |
| LIFE PLANNING ADVISORS, LLC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Apr 10, 2008 | Oct 10, 2003 | -1,644 | Firm change after gap | Other |