RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• M• S•••
- F••••••• F•• L•••• L•• state registered currentsince Sep 4, 2025 · Carlsbad, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 10, 2003 to Apr 25, 2013 · Carlsbad, Ca
- L••• P••••••• A•••••••• L••• unclassifiedJun 19, 2002 to Apr 10, 2008 · San Diego, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to F••••••• F•• L•••• L••left Apr 25, 2013, registered Sep 4, 2025 (4515 days) · Other
- L••• P••••••• A•••••••• L••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 10, 2008, registered Oct 10, 2003 (-1644 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address