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RIA / WealthAdvisorCertified Financial Planner10 years in industry

ISIS LASHAE WAITES

Advisor at TEMPERANCE WEALTH MANAGEMENT

Atlanta, GA

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Search this name across graphsid dfx:ria:ab0b21e6-2dd7-b864-2e50-fee39bfef427

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Sep 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TEMPERANCE WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 3, 2019
First registration: Sep 3, 2019
Dual registered: no
IAPD individual key: 6804210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TEMPERANCE WEALTH MANAGEMENT	State registered	Jan 29, 2025	n/a	yes	Atlanta, GA	Current employment
ADVOCACY WEALTH MANAGEMENT, LLC	Independent wealth	Mar 19, 2024	Sep 11, 2024	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
ABG FINANCIAL SERVICES, INC.	State registered	Jan 24, 2023	Dec 20, 2023	no	ATLANTA, GA	Previous registration
POLARIS WEALTH MANAGEMENT, LLC	State registered	Jul 15, 2020	Jan 4, 2023	no	FLOSSMOOR, IL	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Sep 3, 2019	Jun 10, 2020	no	Chicago, IL\|CONCORD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVOCACY WEALTH MANAGEMENT, LLC	TEMPERANCE WEALTH MANAGEMENT	Sep 11, 2024	Jan 29, 2025	140	Firm change	RIA to state RIA
ABG FINANCIAL SERVICES, INC.	ADVOCACY WEALTH MANAGEMENT, LLC	Dec 20, 2023	Mar 19, 2024	90	Firm change	Other
POLARIS WEALTH MANAGEMENT, LLC	ABG FINANCIAL SERVICES, INC.	Jan 4, 2023	Jan 24, 2023	20	Firm change	Other
ASSETMARK, INC.	POLARIS WEALTH MANAGEMENT, LLC	Jun 10, 2020	Jul 15, 2020	35	Firm change	Ibd to state RIA

Relationships

Registered with (5)

→ TEMPERANCE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ ADVOCACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 19, 2024 to Sep 11, 2024factForm ADV
→ ABG FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 24, 2023 to Dec 20, 2023factForm ADV
→ POLARIS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 15, 2020 to Jan 4, 2023factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Sep 3, 2019 to Jun 10, 2020factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
Isis Lashae Waites left Advocacy Wealth Management, Llc for Temperance Wealth Management (registered 2025-01-29)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Isis Lashae Waites left Abg Financial Services, Inc. for Advocacy Wealth Management, Llc (registered 2024-03-19)
Form ADVobserved 4 days ago
Occurred
Jan 4, 2023
Advisor changed firm
Isis Lashae Waites left Polaris Wealth Management, Llc for Abg Financial Services, Inc. (registered 2023-01-24)
Form ADVobserved 4 days ago