DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Isis Lashae Waites

Temperance Wealth Managementstate registeredAtlanta, GaIA-onlyIAPD 6804210

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jan 29, 2025

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Temperance Wealth Management state registered current
since Jan 29, 2025 · Atlanta, Ga
Advocacy Wealth Management, LLC independent RIA
Mar 19, 2024 to Sep 11, 2024 · Atlanta, Ga
Abg Financial Services, Inc. state registered
Jan 24, 2023 to Dec 20, 2023 · Atlanta, Ga
Polaris Wealth Management, LLC state registered
Jul 15, 2020 to Jan 4, 2023 · Flossmoor, Il
Assetmark, Inc. BD affiliated
Sep 3, 2019 to Jun 10, 2020 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Advocacy Wealth Management, LLC to Temperance Wealth Management
left Sep 11, 2024, registered Jan 29, 2025 (140 days) · RIA to a state-registered adviser
Abg Financial Services, Inc. to Advocacy Wealth Management, LLC
left Dec 20, 2023, registered Mar 19, 2024 (90 days) · Other
Polaris Wealth Management, LLC to Abg Financial Services, Inc.
left Jan 4, 2023, registered Jan 24, 2023 (20 days) · Other
Assetmark, Inc. to Polaris Wealth Management, LLC
left Jun 10, 2020, registered Jul 15, 2020 (35 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

Isis Lashae Waites left Advocacy Wealth Management, Llc for Temperance Wealth Management (registered 2025-01-29)
Sep 11, 2024 · Advisor changed firm · fact
Isis Lashae Waites left Abg Financial Services, Inc. for Advocacy Wealth Management, Llc (registered 2024-03-19)
Dec 20, 2023 · Advisor changed firm · fact
Isis Lashae Waites left Polaris Wealth Management, Llc for Abg Financial Services, Inc. (registered 2023-01-24)
Jan 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address