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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

DAVID PAUL BROWN

Advisor at TRUIST ADVISORY SERVICES, INC.

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab0feab7-3b23-cc4b-38ac-3d071dfa4148

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 1, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Sep 28, 1981
First registration: Sep 1, 1993
Dual registered: yes, broker-dealer
IAPD individual key: 1008424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 13, 2016	n/a	yes	BALTIMORE, MD	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 1, 2008	Dec 15, 2015	no	HUNT VALLEY, MD	Previous registration
BROWN ADVISORY SECURITIES, LLC	Former SEC adviser	Oct 28, 2003	Feb 1, 2008	no	BALTIMORE, MD\|BALTIMORE, MD	Previous registration
BROWN ADVISORY SECURITIES, LLC	n/a	Jan 2, 2003	Oct 10, 2003	no	BALTIMORE, MD	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Sep 1, 1993	Jan 8, 2003	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	TRUIST ADVISORY SERVICES, INC.	Dec 15, 2015	Sep 13, 2016	273	Firm change	Wirehouse to new firm
BROWN ADVISORY SECURITIES, LLC	UBS FINANCIAL SERVICES INC.	Feb 1, 2008	Feb 1, 2008	0	Firm change	Other
BROWN ADVISORY SECURITIES, LLC	BROWN ADVISORY SECURITIES, LLC	Oct 10, 2003	Oct 28, 2003	18	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	BROWN ADVISORY SECURITIES, LLC	Jan 8, 2003	Jan 2, 2003	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:283390:MD:2015-12-15	Dec 15, 2015	Sep 13, 2016	HUNT VALLEY, MD	Firm change

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Sep 13, 2016 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 1, 2008 to Dec 15, 2015factForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 28, 2003 to Feb 1, 2008factForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2003 to Oct 10, 2003factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Sep 1, 1993 to Jan 8, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab0feab7-3b23-cc4b-38ac-3d071dfa4148
First observed: Sep 1, 1993
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID PAUL BROWN

Advisor at TRUIST ADVISORY SERVICES, INC.

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab0feab7-3b23-cc4b-38ac-3d071dfa4148

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TRUIST ADVISORY SERVICES, INC.

Bd affiliated wealth

Sep 13, 2016

n/a

yes

BALTIMORE, MD

Current employment

UBS FINANCIAL SERVICES INC.

Wirehouse

Feb 1, 2008

Dec 15, 2015

HUNT VALLEY, MD

Previous registration

BROWN ADVISORY SECURITIES, LLC

Former SEC adviser

Oct 28, 2003

Feb 1, 2008

BALTIMORE, MD|BALTIMORE, MD

Previous registration

BROWN ADVISORY SECURITIES, LLC

n/a

Jan 2, 2003

Oct 10, 2003

BALTIMORE, MD

Previous registration

DEUTSCHE BANK SECURITIES INC.

No RAUM reported

Sep 1, 1993

Jan 8, 2003

BALTIMORE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

UBS FINANCIAL SERVICES INC.

TRUIST ADVISORY SERVICES, INC.

Dec 15, 2015

Sep 13, 2016

273

Firm change

Wirehouse to new firm

BROWN ADVISORY SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

Feb 1, 2008

Firm change

Other

BROWN ADVISORY SECURITIES, LLC

Oct 10, 2003

Oct 28, 2003

Firm change

Other

DEUTSCHE BANK SECURITIES INC.

BROWN ADVISORY SECURITIES, LLC

Jan 8, 2003

Jan 2, 2003

-6

Firm change

Other

Team

Left

Joined

From

Kind

8174:283390:MD:2015-12-15

Dec 15, 2015

Sep 13, 2016

HUNT VALLEY, MD

Firm change