DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

RED TORTOISE

RED TORTOISE, LLC, CRD 282509

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab10eb64-6955-75af-24e1-3cce1aacc06c

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 9
On other graphs: 0
Observed: Jan 30, 2018 to Mar 16, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $382MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $336MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 322
Individual clients: 21
High net worth clients: 57
Custody, client assets: $64.5M
SEC number: 801-112539
CIK: 1910488
CRD: 282509
Filings on the tape: 23
First filed: Jan 30, 2018
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, GA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHEN, GEORGE	Principal	B	yes	10/2018	Mar 14, 2022	Oct 1, 2024
Fleming, Howard, McMonagle	Principal	C	yes	05/2019	Mar 14, 2022	Oct 1, 2024
MACEY, REX, PHILLIP	CEO/MANAGER	D	yes	12/2015	Jan 30, 2018	Oct 1, 2024
MCVAY, WILLIAM, GALE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Jan 30, 2018	Oct 1, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$382M	$378M	4	4	4	n/a	n/a
2024	Mar 19, 2025	$323M	$320M	4	4	4	n/a	n/a
2023	Mar 15, 2024	$357M	$356M	4	4	4	n/a	n/a
2022	Mar 15, 2023	$246M	$244M	4	4	4	n/a	n/a
2021	Mar 14, 2022	$267M	$266M	4	4	4	n/a	n/a
2020	Mar 23, 2021	$214M	$214M	4	4	4	n/a	n/a
2019	Mar 11, 2020	$198M	$197M	4	4	4	n/a	n/a
2018	Feb 26, 2019	$111M	$110M	3	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	3	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$382M	$323M	18.3%	$246M	15.8%	4	4	4	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BIP WEALTH, LLC	3	Jul 17, 2026	Jun 23, 2026	SANDY SPRINGS, GA	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (3)

← Howard McMonagle FlemingAdvisorregistration: previous registration
May 13, 2019 to Jul 17, 2026factForm ADV
← REX PHILLIP MACEYAdvisorregistration: previous registration
Feb 19, 2016 to Jul 17, 2026factForm ADV
← GEORGE CHENAdvisorregistration: previous registration
Oct 4, 2018 to Jul 17, 2026factForm ADV

Moved with (1)

→ BIP WEALTH, LLCRegistered adviser3 advisors, firm absorbed, same day
Jul 17, 2026 to Jun 23, 2026factForm ADV

Controls (4)

← Fleming, Howard, McMonagleOwnerPRINCIPAL, ownership code C, individual
Mar 14, 2022 to Oct 1, 2024factForm ADV
← MACEY, REX, PHILLIPOwnerCEO/MANAGER, ownership code D, individual
Jan 30, 2018 to Oct 1, 2024factForm ADV
← CHEN, GEORGEOwnerPRINCIPAL, ownership code B, individual
Mar 14, 2022 to Oct 1, 2024factForm ADV
← MCVAY, WILLIAM, GALEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 30, 2018 to Oct 1, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 17, 2026
Firm absorbed
Red Tortoise's advisors moved to Bip Wealth, LLC (Sandy Springs, GA): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Jul 17, 2026
Advisor changed firm
Howard Mcmonagle Fleming left Red Tortoise for Bip Wealth, Llc (registered 2026-06-22)
Form ADVobserved 6 days ago
Occurred
Jul 17, 2026
Advisor changed firm
Rex Phillip Macey left Red Tortoise for Bip Wealth, Llc (registered 2026-06-22)
Form ADVobserved 6 days ago
Occurred
Jul 17, 2026
Advisor changed firm
George Chen left Red Tortoise for Bip Wealth, Llc (registered 2026-06-23)
Form ADVobserved 6 days ago
Occurred
Mar 15, 2024
Regulatory AUM changed
Red Tortoise reported RAUM $357.5M, up 45% from $246.1M (2023-11-03 to 2024-03-15)
Form ADVobserved 6 days ago
$111M
Occurred
Mar 14, 2022
Control person joined
George Chen (Principal) appeared on Schedule A of Red Tortoise
Form ADVobserved 6 days ago
Occurred
Mar 14, 2022
Control person joined
Mcmonagle Howard Fleming (Principal) appeared on Schedule A of Red Tortoise
Form ADVobserved 6 days ago
Occurred
Jan 30, 2018
First Form ADV filing
Red Tortoise, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Red Tortoise no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $382.3M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab10eb64-6955-75af-24e1-3cce1aacc06c
First observed: Jan 30, 2018
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RED TORTOISE

RED TORTOISE, LLC, CRD 282509

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab10eb64-6955-75af-24e1-3cce1aacc06c

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHEN, GEORGE

Principal

yes

10/2018

Mar 14, 2022

Oct 1, 2024

Fleming, Howard, McMonagle

Principal

yes

05/2019

Mar 14, 2022

Oct 1, 2024

MACEY, REX, PHILLIP

CEO/MANAGER

yes

12/2015

Jan 30, 2018

Oct 1, 2024

MCVAY, WILLIAM, GALE

CHIEF COMPLIANCE OFFICER

yes

01/2018

Jan 30, 2018

Oct 1, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$382M

$378M

n/a

2024

Mar 19, 2025

$323M

$320M

n/a

2023

Mar 15, 2024

$357M

$356M

n/a

2022

Mar 15, 2023

$246M

$244M

n/a

2021

Mar 14, 2022

$267M

$266M

n/a

2020

Mar 23, 2021

$214M

n/a

2019

Mar 11, 2020

$198M

$197M

n/a

2018

Feb 26, 2019

$111M

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$382M

$323M

18.3%

$246M

15.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BIP WEALTH, LLC

Jul 17, 2026

Jun 23, 2026

SANDY SPRINGS, GA

Firm absorbed

RIA to RIA

100.0%