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RIA / WealthAdvisorCertified Financial Planner17 years in industry

KARL ARTHUR SCHWARTZ

Advisor at TEAM HEWINS, LLC

FOSTER CITY, CA | BOCA RATON, FL

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Search this name across graphsid dfx:ria:ab1428ed-a423-eb2f-dd1b-44d6e379b96b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TEAM HEWINS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: Dec 16, 2008
First registration: Feb 11, 2009
Dual registered: no
IAPD individual key: 5643662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TEAM HEWINS, LLC	Independent wealth	May 29, 2018	n/a	yes	BOCA RATON, FL\|FOSTER CITY, CA	Current employment
ELKO FINANCIAL ADVISORS	n/a	Dec 8, 2014	Dec 31, 2015	no	MEDIA, PA	Previous registration
WIPFLI FINANCIAL ADVISORS, LLC	Former SEC adviser	Nov 13, 2012	Jun 1, 2018	no	MILWAUKEE, WI\|MIAMI, FL	Previous registration
WIPFLI HEWINS INVESTMENT ADVISORS LLC	Former SEC adviser	Feb 11, 2009	Jul 3, 2013	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WIPFLI FINANCIAL ADVISORS, LLC	ELKO FINANCIAL ADVISORS	Jun 1, 2018	Dec 8, 2014	-1,271	Firm change after gap	Other
ELKO FINANCIAL ADVISORS	TEAM HEWINS, LLC	Dec 31, 2015	May 29, 2018	880	Firm change after gap	Other
WIPFLI HEWINS INVESTMENT ADVISORS LLC	WIPFLI FINANCIAL ADVISORS, LLC	Jul 3, 2013	Nov 13, 2012	-232	Channel change	Other

Relationships

Registered with (4)

→ TEAM HEWINS, LLCRegistered adviserregistration: current employment
May 29, 2018 to presentfactForm ADV
→ WIPFLI FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 13, 2012 to Jun 1, 2018factForm ADV
→ ELKO FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 8, 2014 to Dec 31, 2015factForm ADV
→ WIPFLI HEWINS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 11, 2009 to Jul 3, 2013factForm ADV

Dated events

No dated event names this entity yet.