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K•••• N••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

K•••• N••••• P•••••••••

Advisor at J•• W••••• M••••••••• L••

Portland, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab1bcd6a-22e7-6723-f2b1-ae1491c04b06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J•• W••••• M••••••••• L••	Independent wealth	Oct 10, 2025	n/a	yes	Portland, OR	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Nov 20, 2023	Apr 6, 2024	no	LOS ANGELES, CA\|Portland, OR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Apr 8, 2024	Nov 20, 2023	-140	Bulk transfer	Ibd to wirehouse
J••• M••••• S••••••••• L••	J•• W••••• M••••••••• L••	Apr 6, 2024

Relationships

Registered with (3)

→ J•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 18, 2022 to Apr 8, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 20, 2023 to Apr 6, 2024factForm ADV

Dated events

Occurred
Apr 6, 2024
Advisor changed firm
K•••• N••••• P••••••••• left J••• M••••• S••••••••• L•• for J•• W••••• M••••••••• L•• (registered 2025-10-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab1bcd6a-22e7-6723-f2b1-ae1491c04b06
First observed: Apr 18, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.