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CRD 290694
BEND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH PERKINS GROSS | n/a | Portland, OR | Tucson, AZ | 8 | 33 | 1 | no |
| KEVIN DOUGLAS SANGER | n/a | Portland, OR | 8 | 29 | 1 | no |
| DAVID JEFF PAUSTIAN | n/a | Portland, OR | 8 | 33 | 1 | no |
| SHANNON CROWDER JONES | Certified Financial Planner|Chartered Financial Analyst | Bend, OR | 6 | 16 | 1 | no |
| Ryan Joseph Coffee | Certified Financial Planner | Portland, OR | 4 | 16 | n/a | no |
| CHRISTOPHER TODD JONES | Certified Financial Planner | BEND, OR | Bend, OR | 3 | 16 | 2 | no |
| Chelsea Renae Tilly | n/a | West Valley City, UT | 2 | 11 | 2 | no |
| Sarinah Alyce-Pool Gigliotti | Certified Financial Planner | Portland, OR | 2 | 10 | n/a | no |
| Katelyn M Kalomiris | Certified Financial Planner | Phoenix, AZ | 2 | 11 | 1 | no |
| Rowan A Colby | n/a | Portland, OR | 1 | 26 | 1 | no |
| Michelle Benedict | n/a | BEND, OR | 1 | 10 | 2 | no |
| Catherine Jetta Miller | n/a | Layton, UT | 1 | 12 | 1 | no |
| Andrew James Bennison | n/a | Portland, OR | 1 | 10 | n/a | no |
| WILLIAM PAUSTIAN | Certified Financial Planner | Portland, OR | 1 | 10 | n/a | no |
| Katia Nicole Prochovnic | n/a | Portland, OR | 0 | 22 | 2 | no |
| Jefferson Wayne Withnell | Certified Financial Planner | BEND, OR | 0 | 18 | n/a | no |
| KENDRA ELIZABETH BILLER | n/a | Portland, OR | 0 | 26 | 3 | no |
| William Estep Carmichael | Certified Financial Planner | Portland, OR | 0 | 11 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PAUSTIAN, DAVID, JEFF | MANAGING MEMBER | D | yes | 01/2018 | Feb 3, 2026 | Feb 3, 2026 |
| SANGER, KEVIN, DOUGLAS | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | yes | 01/2018 | Feb 3, 2026 | Feb 3, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Portland | Or | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 3, 2026 | $1.4B | $1.4B | 23 | 13 | 1 | n/a | n/a |
| 2024 | Mar 11, 2025 | $1.2B | $1.2B | 23 | 13 | 1 | n/a | n/a |
| 2023 | Feb 14, 2024 | $1.1B | $1.1B | 18 | 12 | 1 | n/a | n/a |
| 2022 | Mar 14, 2023 | $889M | $889M | 19 | 9 | 1 | n/a | n/a |
| 2021 | Jan 19, 2022 | $979M | $979M | 12 | 7 | 1 | n/a | n/a |
| 2020 | Feb 3, 2021 | $747M | $747M | 12 | 8 | 0 | n/a | n/a |
| 2019 | Feb 13, 2020 | $628M | $628M | 12 | 7 | 0 | n/a | n/a |
| 2018 | Mar 14, 2019 | $463M | $444M | 11 | 7 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 5.6% | 0 | 0 | 0 | 9 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.2B | 18.6% | $889M | 17.2% | 23 | 23 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 5 | Jan 22, 2018 | Dec 11, 2025 | PORTLAND, OR | Team lift out | Wirehouse to new firm | 0.0% |