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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

DIANA LYNN PLUCIENKOWSKI

Advisor at CETERA INVESTMENT ADVISERS LLC

Coconut Creek, FL

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Search this name across graphsid dfx:ria:ab20316d-c4af-1431-9005-e4a23a604d80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 28, 1995
First registration: Jun 24, 1999
Dual registered: yes, broker-dealer
Other names: DIANA LYNN DANE
IAPD individual key: 2669520

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 15, 2023	n/a	yes	Coconut Creek, FL	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jul 8, 2010	May 20, 2021	no	DAVIE, FL	Previous registration
NEW CENTURY FINANCIAL GROUP, LLC	Former SEC adviser	Aug 31, 2009	Jul 22, 2010	no	FORT LAUDERDALE, FL\|PRINCETON, NJ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 27, 2001	Dec 7, 2006	no	TOLEDO, OH\|N. MIAMI BEACH, FL\|FT. LAUDERDALE, FL\|FT. LAUDERDALE, FL	Previous registration
MEG GREEN & ASSOCIATES, INC.	Former SEC adviser	Jun 24, 1999	Aug 27, 2009	no	NORTH MIAMI BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	CETERA INVESTMENT ADVISERS LLC	May 20, 2021	May 15, 2023	725	Bulk transfer	Ibd to ibd
NEW CENTURY FINANCIAL GROUP, LLC	SUMMIT FINANCIAL GROUP INC	Jul 22, 2010	Jul 8, 2010	-14	Firm change	Other
MEG GREEN & ASSOCIATES, INC.	OSAIC WEALTH, INC.	Aug 27, 2009	Apr 27, 2001	-3,044	Firm change after gap	Other
OSAIC WEALTH, INC.	NEW CENTURY FINANCIAL GROUP, LLC	Dec 7, 2006	Aug 31, 2009	998	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jul 8, 2010 to May 20, 2021factForm ADV
→ NEW CENTURY FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 31, 2009 to Jul 22, 2010factForm ADV
→ MEG GREEN & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 24, 1999 to Aug 27, 2009factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Apr 27, 2001 to Dec 7, 2006factForm ADV

Dated events

No dated event names this entity yet.