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RIA / WealthAdvisor14 years in industry

THOMAS RICHARD YOUNG

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

Yorkville, IL | WHEATON, IL

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Search this name across graphsid dfx:ria:ab28d959-afe0-3129-0a56-bd8c9fd034cb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 6, 2012
First registration: Jan 9, 2012
Dual registered: no
Other names: TOM YOUNG|THOMAS R YOUNG
IAPD individual key: 824152

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Mar 25, 2021	n/a	yes	Yorkville, IL\|WHEATON, IL	Current employment
KAIZEN ADVISORY, LLC	Former SEC adviser	Jan 21, 2016	Apr 23, 2019	no	WHEATON, IL	Previous registration
ZEGA FINANCIAL, LLC	Former SEC adviser	Aug 21, 2013	Oct 2, 2014	no	NAPERVILLE, IL\|PALM BEACH GARDENS, FL	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jun 1, 2012	Jan 14, 2016	no	NAPERVILLE, IL\|WHEATON, IL	Previous registration
CONCORDIUS CAPITAL ADVISORS	Former SEC adviser	Jan 9, 2012	Jun 11, 2012	no	ST PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KAIZEN ADVISORY, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Apr 23, 2019	Mar 25, 2021	702	Firm change after gap	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	ZEGA FINANCIAL, LLC	Jan 14, 2016	Aug 21, 2013	-876	Firm change after gap	Other
ZEGA FINANCIAL, LLC	KAIZEN ADVISORY, LLC	Oct 2, 2014	Jan 21, 2016	476	Firm change after gap	Other
CONCORDIUS CAPITAL ADVISORS	BROOKSTONE CAPITAL MANAGEMENT LLC	Jun 11, 2012	Jun 1, 2012	-10	Firm change	Other

Relationships

Registered with (4)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 1, 2012 to Jan 14, 2016factForm ADV
→ KAIZEN ADVISORY, LLCRegistered adviserregistration: previous registration
Jan 21, 2016 to Apr 23, 2019factForm ADV
→ ZEGA FINANCIAL, LLCRegistered adviserregistration: previous registration
Aug 21, 2013 to Oct 2, 2014factForm ADV
→ CONCORDIUS CAPITAL ADVISORSRegistered adviserregistration: previous registration
Jan 9, 2012 to Jun 11, 2012factForm ADV

Dated events

No dated event names this entity yet.