DFX Intelligence

W••••• B••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

W••••• B••••• L•••••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | CINCINNATI, OH

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Search this name across graphsid dfx:ria:ab31fd45-dd55-d11f-fdef-686cd069c10a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Oct 22, 2024	n/a	yes	BIRMINGHAM, AL\|CINCINNATI, OH	Current employment
9••• W••••• M••••••••• L••	Former SEC adviser	Jan 9, 2018	Dec 2, 2024	no	BLUE ASH, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
9••• W••••• M••••••••• L••	W•••••• A•••••••• L••	Dec 2, 2024	Oct 22, 2024	-41	Firm change after gap	RIA to RIA
R•••••• J•••• • A••••••••• I•••	9••• W••••• M••••••••• L••	Dec 31, 2017	Jan 9, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
290693:115332:OH:2024-12-02	Dec 2, 2024	Oct 22, 2024	BLUE ASH, OH	Firm change after gap
705:290693:OH:2017-12-31	Dec 31, 2017	Jan 9, 2018	BLUE ASH, OH	Firm change

Relationships

Registered with (4)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 22, 2024 to presentfactForm ADV
→ 9••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 9, 2018 to Dec 2, 2024factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2005 to Dec 31, 2017factForm ADV
→ A•••••• I•••Registered adviser

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
W••••• B••••• L••••••• left 9••• W••••• M••••••••• L•• for W•••••• A•••••••• L•• (registered 2024-10-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab31fd45-dd55-d11f-fdef-686cd069c10a
First observed: Mar 16, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.