DFX Intelligence

B•••• P••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

B•••• P••••• L••

Advisor at U•• F•••••••• S••••••• I•••

Danville, CA

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Search this name across graphsid dfx:ria:ab49c8ab-57c6-f7a7-6e96-a9d589235a4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 21, 2022	n/a	yes	Danville, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 29, 2014	Oct 28, 2022	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U•• F•••••••• S••••••• I•••	Oct 28, 2022	Oct 21, 2022	-7	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Sep 26, 2014	Aug 29, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:8174:CA:2022-10-28	Oct 28, 2022	Oct 21, 2022	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (5)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 29, 2014 to Oct 28, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 30, 2008 to Sep 26, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab49c8ab-57c6-f7a7-6e96-a9d589235a4b
First observed: Apr 21, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.