DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM CLARENCE LARKIN

Advisor at OSAIC WEALTH, INC.

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab4b0835-7306-67b1-de32-09b6b6683eaa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66|S65
First exam: Oct 12, 1998
First registration: Aug 9, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 3122607

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	DENVER, CO	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jan 15, 2015	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 23, 2013	Dec 11, 2014	no	ENGLEWOOD, CO	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 4, 2013	no	ARVADA, CO\|ARVADA, CO\|WESTMINSTER, CO\|WESTMINSTER, CO	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 9, 2012	Oct 1, 2012	no	ARVADA, CO\|ARVADA, CO\|WESTMINSTER, CO\|WESTMINSTER, CO\|LOUISVILLE, CO\|WESTMINSTER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Dec 11, 2014	Jan 15, 2015	35	Firm change	Other
J.P. MORGAN SECURITIES LLC	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jan 4, 2013	Jan 23, 2013	19	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jan 15, 2015 to Oct 11, 2024factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 23, 2013 to Dec 11, 2014factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 4, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 9, 2012 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.