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P•••• D•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

P•••• D•••• F••••••

Advisor at T•• A•••••••• G••••

LAS VEGAS, NV | Bloomington, IL

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Search this name across graphsid dfx:ria:ab525ede-c4e5-a4f2-87dd-08a1c3d43b19

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	Bloomington, IL\|LAS VEGAS, NV	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	Sep 4, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	T•• A•••••••• G••••	Sep 4, 2026	Aug 31, 2026	-4	Firm change	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:305585:IL:2026-09-02	Sep 4, 2026	Aug 31, 2026	BLOOMINGTON, IL	Firm change

Relationships

Registered with (4)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Sep 4, 2026factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2015 to Jan 19, 2024factForm ADV
→ F•••• H•••••••• C••••••••• I•••

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
P•••• D•••• F•••••• left O•••• W•••••• I••• for T•• A•••••••• G•••• (registered 2026-08-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab525ede-c4e5-a4f2-87dd-08a1c3d43b19
First observed: Sep 4, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.