DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P•••• D•••• F••••••

T•• A•••••••• G••••BD affiliatedLas Vegas, Nv dual registrantIAPD 1838792

Certified Financial Planner

Feed of 09/15/2026

Also filed as Pete Falstad

At current firm

0 y

since Aug 31, 2026

In the industry

34 y

since Oct 24, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• G•••• BD affiliated current
since Aug 31, 2026 · Bloomington, Il
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Sep 4, 2026 · Bloomington, Il
W••••••• F•••••••• S•••••••• I••• former
Jul 16, 2015 to Jan 19, 2024 · Bloomington, Il
F•••• H•••••••• C••••••••• I••• BD affiliated
Sep 4, 2013 to Jul 17, 2015 · Bloomington, Il

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to T•• A•••••••• G••••
left Sep 4, 2026, registered Aug 31, 2026 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
F•••• H•••••••• C••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Jul 17, 2015, registered Jul 16, 2015 (-1 days) · Other

Signals

P•••• D•••• F•••••• left O•••• W•••••• I••• for T•• A•••••••• G•••• (registered 2026-08-31)
Sep 4, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address